Compliance Auditor
3.
1 Laredo, TX Laredo, TX Full-time Full-time $16 - $24 an hour $16 - $24 an hour Job
Summary:
Responsible for different elements of the Compliance Program, including training, policies and procedures, complaint management and monitoring and audits.
ESSENTIAL JOB FUNCTIONS The statements on this job description are intended to describe the general nature of level of work being performed by incumbents.
They are not an exhaustive list of all responsibilities, duties, and skills required by all incumbents.
Performs self-audits and monitoring for compliance with various lending and deposit laws and regulations, Document reviews and findings Review corrective action provided by LOB and determine if appropriate.
Track corrective action implementation Research and respond to compliance related inquiries and review documentation for compliance with regulations Generates different reports for management reporting - training, enforcement actions, customer feedback, CRA reports, etc Performs any audits that are not assigned to the third-party auditor Assists in the coordination and support of 3rd party compliance audit Participates in special department projects (i.
e.
exam prep) Performs geocoding of data for different management reporting as necessary Ensures that areas of responsibility are included in management reports as necessary Assists in reviewing marketing and PR materials for compliance with laws and regulations Assists in the Consumer Feedback Management program Supports Compliance officer on research requests and emerging issues Provides assistance in training personnel on the Bank's compliance policies and procedures (in person or training alerts) Assists in developing and implementing procedures to comply with compliance regulations Attends seminars, workshops, and various trainings as necessary to develop and maintain Other activities assigned as deemed necessary by Management SKILLS Critical thinking and sharp attention to detail Excellent verbal/written communication skills Proficient in Microsoft Office (Excel, PowerPoint, Word, etc.
) Organizational and planning abilities Statistical Analysis Problem-solving and innovative thinking Industry-specific technical knowledge Fast learner and ability to work in fast paced work environment EDUCATION & KNOWLEDGE College Degree or Five years of Banking Experience Knowledge of Consumer Compliance regulations Knowledge of audit process Attention to detail, analysis and critical thinking to evaluate outcome of audit reviews 3-5 years of banking experience preferred CRCM certification preferred but not required Job Type:
Full-time Pay:
$16.
00 - $24.
00 per hour Expected hours:
40 per week
Benefits:
401(k) Dental insurance Flexible spending account Health insurance Life insurance Paid time off Tuition reimbursement Vision insurance Schedule:
8 hour shift Education:
Bachelor's (Required)
Experience:
banking:
3 years (Required) Work Location:
In person.
Estimated Salary: $20 to $28 per hour based on qualifications.
1 Laredo, TX Laredo, TX Full-time Full-time $16 - $24 an hour $16 - $24 an hour Job
Summary:
Responsible for different elements of the Compliance Program, including training, policies and procedures, complaint management and monitoring and audits.
ESSENTIAL JOB FUNCTIONS The statements on this job description are intended to describe the general nature of level of work being performed by incumbents.
They are not an exhaustive list of all responsibilities, duties, and skills required by all incumbents.
Performs self-audits and monitoring for compliance with various lending and deposit laws and regulations, Document reviews and findings Review corrective action provided by LOB and determine if appropriate.
Track corrective action implementation Research and respond to compliance related inquiries and review documentation for compliance with regulations Generates different reports for management reporting - training, enforcement actions, customer feedback, CRA reports, etc Performs any audits that are not assigned to the third-party auditor Assists in the coordination and support of 3rd party compliance audit Participates in special department projects (i.
e.
exam prep) Performs geocoding of data for different management reporting as necessary Ensures that areas of responsibility are included in management reports as necessary Assists in reviewing marketing and PR materials for compliance with laws and regulations Assists in the Consumer Feedback Management program Supports Compliance officer on research requests and emerging issues Provides assistance in training personnel on the Bank's compliance policies and procedures (in person or training alerts) Assists in developing and implementing procedures to comply with compliance regulations Attends seminars, workshops, and various trainings as necessary to develop and maintain Other activities assigned as deemed necessary by Management SKILLS Critical thinking and sharp attention to detail Excellent verbal/written communication skills Proficient in Microsoft Office (Excel, PowerPoint, Word, etc.
) Organizational and planning abilities Statistical Analysis Problem-solving and innovative thinking Industry-specific technical knowledge Fast learner and ability to work in fast paced work environment EDUCATION & KNOWLEDGE College Degree or Five years of Banking Experience Knowledge of Consumer Compliance regulations Knowledge of audit process Attention to detail, analysis and critical thinking to evaluate outcome of audit reviews 3-5 years of banking experience preferred CRCM certification preferred but not required Job Type:
Full-time Pay:
$16.
00 - $24.
00 per hour Expected hours:
40 per week
Benefits:
401(k) Dental insurance Flexible spending account Health insurance Life insurance Paid time off Tuition reimbursement Vision insurance Schedule:
8 hour shift Education:
Bachelor's (Required)
Experience:
banking:
3 years (Required) Work Location:
In person.
Estimated Salary: $20 to $28 per hour based on qualifications.
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